Series 7: General Securities Registered Representative License Course
How to Get Your Series 7: General Securities Registered Representative License Series 7 License Requirements: What is a Series 7 license? Known as the General Securities Registered Representative license, this license allows you to sell a broad range of securities. A holder is allowed to sell corporate stocks and bonds,…
Series 6: Investment Company and Variable Contracts Products Representative License Course
How to Get Your Series 6: Investment Company and Variable Contracts Products Representative License Series 6 License Requirements: The Series 6 license, known as the Investment Company/Variable Contracts Products Limited Representative License, allows you to register as a limited representative with FINRA. With a Series 6 license, you are able to sell mutual…
Series 4: Registered Options Principal License Course
How to Get Your Series 4 Registered Options Principal License Series 4 License Requirements: Find a Sponsoring Firm To take the Series 4 Exam, you must: — Be associated with and sponsored by a member firm — Be 18 years of age Study for Your Series 4 License By choosing…
Series 3: National Commodities Futures License Course
How to Get Your Series 3 National Commodities Futures License Series 3 License Requirements: 1. Firm Sponsorship is NOT required To take the Series 3 Exam, you must: — Be 18 years of age 2. Study for Your Series 3 License By choosing STC as your exam prep provider, you…
Securities Industry Essentials (SIE) Course
How to Complete Securities Industry Essentials (SIE) Course As of October 1, 2018, any new person entering the financial services industry that wishes to become securities licensed, must first earn the SIE (Securities Industry Essentials) license. The SIE license ensures that individuals new to the industry have gained basic concepts…
National Mortgage Loan Originator (MLO) 20-Hour Pre-License SAFE Act Course
How to Get a National Mortgage Loan Originator (MLO) License License Requirements Must be at least 18 years of age or older Have a high school diploma or equivalent Possess a social security number Have established credit in the U.S. Activities Authorized Under This License This license authorizes the following…
National Mortgage Loan Originator (MLO) 8-Hour Continuing Education Late Renewal Compliance Course
How to Complete Late Renewal of Your Mortgage Loan Originator (MLO) License Course Description This online continuing education course satisfies the annual continuing education requirements for MLOs set forth by the SAFE Act. The course covers the following continuing education topics as required by the SAFE Act: Federal Law and…
National & Uniform State Test (UST) Mortgage Loan Originator (MLO) SAFE Act Exam Prep Course
How to Pass the Mortgage Loan Originator (MLO) National & Uniform State Test (UST) on Your First Try! Build your confidence and knowledge with this comprehensive course, the best way to prepare for your mortgage test. The NMLS requires applicants for a Mortgage Loan Originator’s license to pass a test,…
National Tobacco Seller 2-Hour Certification Course
How to Get the Tobacco Seller Certification This course introduces the world of tobacco laws and regulation. Throughout this course, United States federal laws concerning the sale of tobacco and tobacco-related products will be discussed. In the United States, the “Family Smoking Prevention and Tobacco Control Act,” also known as…